U.S. Securities and Exchange Commission

1-10 of 47 results

Lehman report may point way for criminal charges

Reuters US Online Report Business News yesterday

WASHINGTON (Reuters) - An explosive report by a court-appointed examiner on the collapse of Lehman Brothers may prove to be a roadmap for prosecutors to bring criminal cases against the investment bank's former executives, legal experts say. The 2,200-page report could lay ...

Jerry Jones' oil, gas company sued in fraud case

AP News yesterday

Company owned by Dallas Cowboys owner Jerry Jones accused of aiding alleged $15M fraud scheme A lawsuit accuses an employee of an oil and gas company owned by Dallas Cowboys owner Jerry Jones of aiding and abetting an alleged $15 million securities ...

Summary Box: Regulators appeal on swaps

AP News 2 days ago

Summary Box: SEC calls for Congress to act on derivatives; commodity agency faults Wall Street WARNING ON DERIVATIVES: The head of the Securities and Exchange Commission is calling anew for Congress to impose new oversight on financial derivatives. Mary Schapiro warns that ...

SEC chief economist leaving

AP News 4 days ago

SEC chief economist leaving post for private sector; move follows adoption of new curbs The chief economist of the Securities and Exchange Commission, who is an expert on the financial instruments that figured largely in the 2008 crisis, is leaving his position ...

Life Technologies CEO's 2009 compensation falls

AP News 4 days ago

Life Tech CEO's 2009 compensation falls 60 percent with no stock options, restricted stock Life Technologies Corp. Chairman and CEO Gregory Lucier's compensation fell 60 percent to just over $4.5 million in 2009 on a lack of stock awards, according to an ...

SEC sues ex-NY loan trader over alleged kickbacks

Reuters US Online Report Business News 4 days ago

NEW YORK (Reuters) - A former stock loan trader at Morgan Stanley and Bank of America Corp in New York received well over $100,000 of cash kickbacks by steering orders to other brokerage firms, the U.S. Securities and Exchange Commission said in ...

U.S. SEC's chief economist to leave agency March 31

Reuters US Online Report Business News 4 days ago

WASHINGTON (Reuters) - The U.S. Securities and Exchange Commission's chief economist, James Overdahl, will be leaving at the end of the month, he said on Tuesday. Overdahl, who was in charge of the SEC's office of economic analysis before it was merged ...

Stress-testing tax-payer patience

Stockhouse 5 days ago

Don't look for financial firms to return the favour Congress is working on plans to rein in the questionable activities of Wall Street, and re-direct the self-serving focus of major banks. I wish them good luck with that. Financial firms are fighting ...

Top PG&E executive gets $9.4M in 2009 compensation

AP News 5 days ago

PG&E CEO Darbee sees '09 compensation rise nearly 9 percent to $9.4 million, AP says The top executive of energy company PG&E received total compensation of $9.4 million in 2009, an increase of nearly 9 percent, according to Associated Press calculations of ...

Allergan CEO got $11.1M in compensation in 2009

AP News 5 days ago

Allergan CEO Pyott received compensation valued at $11.1M in 2009, a decline of 18 percent The CEO of Botox maker Allergan Inc. received compensation valued at $11.1 million in 2009, according to an Associated Press calculation of figures filed with regulators. That ...

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